Towards a theory of personality.
"I might, perhaps, content myself by referring to Columbus, who, by using subjective assumptions, a false hypothesis, and a route abandoned by modern navigation, nevertheless discovered America" C. Jung, 1933 p.84.
The subjective assumptions and ancient routes of thinking presented in this paper reflect the issues I find most meaningful in the study of personality. Rather than proceed to impress my gentle reader with concise modern thinking and an up to date literature review, I have elected to write of ideas that resonate with my personal experiences and issues. In this process, I only hope to clarify my own thinking and entertain my reader, who certainly has his own convictions in the matters of personality.
It seems to me that the study of personality is a paradox: we are looking for a common pattern in those characteristics that make an individual unique. I have elected to address three forces which seem to be the determinants of personality: the genetic contribution, the cultural contribution and a spiritual contribution. Each of these factors plays a part in the resultant being. Trying to understand personality without consideration of each of these factors would seem a serious over-simplification at this point.
My personal issues are the cognitive dissonance between science and spirituality, a matter which becomes acute in the consideration of consciousness. I have endeavored to explore personality from a biological perspective and to consider the uniqueness of human consciousness relative to all other forms of life. A major theme in this paper is the value of self-awareness, reflecting my personal interest in the process of self-actualization. I attempt to contrast physical and metaphysical explanations of the self, ultimately recognizing the value of transpersonal approaches in my own life. The mixture of genetics, culture and spirit leads me down many trails.
I have separated an outline of my principal beliefs about the process of working though conflicts, anxieties, and coping with anti-social behaviors as a second paper. I would not feel that my work was valuable if it did not address the more mundane issues of the counselor-at-work.
Patricia Barlow-Irick
November, 1995
Albuquerque, New Mexico
"So you think that you're a failure, do you? Well, you probably are. What's wrong with that? In the first place, if you've any sense at all you must have learned by now that we pay just as dearly for our triumphs as we do for our defeats. Go ahead and fail. But fail with wit, fail with grace, fail with style. A mediocre failure is as insufferable as a mediocre success. Embrace failure! Seek it out. Learn to love it. That may be the only way any of us will ever be free." Tom Robbins, Even Cowgirls Get the Blues.
Preliminary definitions: The anatomy and morphology of consciousness.
THE DEFINITION OF CONSCIOUSNESS, SELF-AWARENESS AND THEIR CONTRAST WITH PERSONALITY
What is a personality?
A personality might be described as the characteristic patterns of behaviors in which an individual engages. According to my definition, these behaviors include conscious thinking. These behavior patterns change over the course of a lifetime. The existing characteristics of the personality channelize ongoing trait development as these characteristics influence, if not control, the acquisition and expression of new traits. Because of this development by accretion, earlier acquired personality traits are much more difficult to change than later ones.
As an ecological metaphor, I would liken the personality to the vegetational features of the landscape. The flora of an area is dynamic through the successional stages of vegetation establishment, much like personality traits. The older overstory may control the understory through its patterns of water and light usage. The flora may consist of aggressive weeds in cases of heavy disturbance and adverse conditions or may have a diverse assemblage of coadapted species in balance with the changes inherent in the environment.
What is Self?
The concept of Self is a necessary accessory in this emergent view of personality, as the mutability of the personality would leave us without a stable foundation for trait establishment. The Self is the underlying multidimensional factors or principles that establish the fundamental nature, tone and individuality of the whole. In the landscape metaphor, the Self is the abiotic factors of the environment that circumscribe the habitat; the topography, the soil qualities, the precipitation regime, and the solar intensity. The Self controls whether a desert or a rainforest can exist. The factors are not additive in this model and they are of little value when considered independently for it is only in context that the properties of the Self emerge.
What is consciousness?
The terms conscious and unconscious, referring to awareness, have nothing to do with the concept of consciousness as used here. This consciousness instead refers to a metaphysical concept of spiritual essence. In the terms of the movie Starwars, it is the Force. In terms of my metaphor it is the landscape itself, which can be viewed from any scale. There is an individual consciousness like a horizon-to-horizon view of the landscape. One could, however, choose to look only at the landscape features of one's front yard, or, in a grander scheme, one could choose to look at a landscape on a regional or global scale. Consciousness is the origination of the Self and personality, but reflects also the effects of all the Selves and personalities that have gone before, just as the landscape reflects the geological transformations of earlier eras which were affected by the surface stabilization characteristics of the vegetation, the precipitation regime of the climate, and the fine-scale topography.
Extending the Metaphor to Other Important Definitions
In my pantheistic world view, there is no absolute separation between the human and the divine. We are each a part of the overall landscape. Our beliefs are like leaves whose morphology represent a compromise between the need to gather resources and the need for self-protection. Conflict is the disturbance of a stable condition and the resultant change to the landscape. Dharma is the balance of resource availability and limitation that defines what will be an ecologically stable state at any one time. Memories are the organic litter of yesterdays vegetation. Play with this metaphor, but we must now move on to other matters.
WHAT IS IT THAT FILLS OUR HEADS:
Are the Memes in Control?
Biological theory of genetics and evolutionary processes spawned a concept involving the power of and properties inherent to self-replicating units. Genes are self-replicating units in the form of DNA and memes are self-replicating units in the form of ideas. This idea was advanced primarily by Richard Dawkins (1976) and merits consideration in respect to personality. It is summarized here.
The meme, as a self-replicating unit of cultural information, is replicated by the machinery of the thought process and transmitted from brain to brain by various means. Like the genetic self-replicating units, memes are changed through evolutionary processes, but cultural evolution is not equally constrained. Compared to biological evolution, the rate of cultural evolution is faster by orders of magnitude. Memes operate like viruses, taking control of the cellular machinery itself for their own replicative purposes since they do not possess the ability to copy themselves.
Meme transmission has low copy-fidelity compared to genes because they are subject to replication errors and blending processes. The memes which behave in such a way as to increase the number of copies of themselves will be the memes that persist and dominate the brains/culture in which they exist. The survival of memes in the meme pool results from their ability to fit in context with all the previously existing memes (psychological appeal). Attributes contributing to the survival of a meme include longevity, fecundity and copy fidelity. Memes can be virtually immortal when they are recorded in permanent media, from which they can be continuously dispersed. The longevity of any one particular copy of a replication unit is not important if there are more copies. Fads are examples of short term survival memes.
Memes take over brains and do not need to provide a biological advantage to the genetic survival machines they occupy. Selfish memes are those who occupy the replicative machinery in such a way as to preclude other memes from being able to replicate. Mathematical/logical models show that there is no way to preclude the advantage of memes that provide short-term selfish replicative advantages. Ideas that have immediate advantages will always displace ideas that have long-term advantages.
This seemingly antiseptic view of our cherished ideas and cultural values is heuristic in the understanding of personality. If our ideas have a life of their own, as a memes, we may have little control of the way they use our replicative machinery. Alternatively, if we come to recognize an idea as pathological, we may seek to limit its ability to replicate. In the terminology of the landscape metaphor, if a species behaving as a noxious weed becomes established in our landscapes, we can mow it before it sets seeds and introduce it's natural enemies. Psychotherapy might be very much like weeding a garden.
The evolutionary history of personality.
Dogs, dolphins and flatworms.
HUMANS ARE NOT THE ONLY THING WITH PERSONALITIES BUT ARE A UNIQUE SPECIES.
A Biologist's Paradigm
My two dogs have distinct personalities. One has a pathological need to fetch, the other manifests few signs of behavioral disorders. The mythology of dolphins holds them out to be spiritually advanced organisms. Even flatworms can have their behavior modified by experience. But how much of this personality is only "beauty in the eye of the beholder"? Where are the limits between the actual behavioral traits characteristic of the individual organism and our projections of human consciousness onto the animals we share our world with? Is there any real difference between us?
The phylogenetic patterns of resemblance between humans and other animals indicate that some personality traits are at least in part products of evolutionary processes (see Table 1).
Animals are clearly not automatons devoid of emotional content. The fact that emotions have evolutionary continuity between species, suggests that they originated at some point in history and conferred some evolutionary advantage to those organisms that possessed them and then were passed down from our very distant ancestors. Fear, aggression. and maternal feelings are shared between more phylogenetic lineages, suggesting an earlier origination than jealousy, affection, and especially earlier than curiosity. These older emotions are clearly related to protection of resources and the success of reproduction. Jealousy could only arise in animals which were generally monogamous during the breeding season and required the parenting of both parents. The biological advantage of affection may have been to create stronger bonds between parents in species requiring both parents. It is notable that affectionate behavior is also seen in monogamous birds, such as geese, and so may have independent origination in either the bird phylum itself, or it's ancestors, the dinosaurs. There is also strong evidence of the heritability (similarity between parents and offspring) of levels of activity, fearfulness and sociability in primates (Buss, 1988). Clearly there is evidence of some genetic influence and control of emotions, and thus to some extent, personality itself.
<h4>Table 2. How Humans are Unique.</h4>
Author Statement
Unknown Animals don't move towards
individuation or
self-actualization.
May, 1953 The difference between man and
animal: man can look before and
after, transcending the
immediate moment, remember past
and plan for the future. Man
can choose a distant greater
good over a lesser immediate
one.
May, 1953 Man is the animal that foresees
his own death.
Dawkins, 1976 Cultural transmission is not
limited to humans: e.g. bird
songs.
Dawkins, 1976 Foresight is a unique quality of
man.
Jung, 1933 Jung contrasts man with animals
as having the ability to have
psychological problems.
Peck, 1978 The human capacity to do the
unnatural, to transcend and,
hence, transform our own nature
sets us apart from the animals.
Holmes, 1938 Man alone is able to consciously
work out his own destiny and
determine what manner of life he
shall lead.
Barlow-Irick, Man is the only species that
1995 packs a lunch.
Rudhyar, 1972 Whether life has purpose
differentiates man from animal.
Dawkins, 1976 Genuine disinterested altruism
is another unique feature of
humans. This quality arises
from the ability to transcend
the blindness of the replicators
and bypass the limitation to
evolutionarily stable strategies
of simple replicators. Humans
alone have the ability to defy
these limits. "We, alone on
earth, can rebel against the
tyranny of the selfish
replicators."
The logical consequences of assuming that personality is genetic are not intellectually satisfying. The long-term evolutionary context of a behavior should, in theory, reflect an unconscious strategy to maximize biological fitness of organisms, since organisms carrying genes for beneficial behavior (to the reproduction of that gene) are going have higher survival and reproduction than those which have no such genes. This idea is typically applied to many behaviors including parental care and some forms of altruism (Dawkins, 1976). For example, there might be a gene for falling in love. The definition of falling in love, here, is a temporary collapse of ego boundaries which functions as a stereotype response of human beings to a configuration of internal sexual drives and external sexual stimuli (per Peck, 1978, p. 90). Carrying a gene for this behavior might serve to increase the probability of sexual pairing and bonding so as to increase the probability of it being transmitted to the next generation. While this mechanistic view provides a number of heuristic lines of thinking, it fails to satisfy our sense of our own personalities.
Phylogenetic Novelty in the Hominoid Lineage
Obviously, man differs from animal in the psychic complexity with which he views the world. The capability of foresight enables us to make predictions and plan for the future. The degree of adaptability that foresight gives us enables us to dominate the world.
Self-awareness - a human characteristic?
THE VALUE OF MAPPING THE TOPOGRAPHY OF ONE'S MIND.
As an evolutionary biologist, the existence of self-awareness raises a series of interesting questions. 1) Is self-awareness an unexpected result of the physical complexity of the neurological system, a by-product of evolution? 2) Could there be a selective advantage to self-awareness driving the favoring the spread of self-awareness genes? 3) Under what conditions would self-awareness promote biological fitness (i.e. the ability to survive and reproduce)?. 4) Might self-awareness be a sexually selected characteristic in humans? And; 5) Could self-awareness be a structure built by and for memes within the human psyche?
Humans seem to have an innate drive to develop self-awareness. In my innocence, I remember thinking that each person should be the ultimate authority on his/her personal self. How could there be anything left to know after twenty-plus years living intimately with one's own personality? Then as you meet with new conditions and find yourself on stormy seas, parts of you emerge that you didn't know existed. Your own depth might catch you by surprise. I have a religious conviction that our quest in this life is to become self-aware, and we can move towards that goal of our own free volition, or we can be unwillingly pushed by the tides of change which will force us to face our own shadows. This is a religious conviction, but it bears the weight of the following empirical test: to the extent to which the listener does not threaten someone's self-identity, there is no subject so universally enjoyed more than speaking of ones self and through the process learning the essential truth of one's being. I believe that this part of our personality is a consequence of our spiritual nature and cannot be explained by genetics or culture.
Emerson (1836) was perhaps the strongest advocate of being one's self. "Insist on yourself, never imitate." (Emerson, p. 199) He encouraged the development of self-trust through willingness to participate in non-conformity and willingness to be inconsistent. "I hope in these days we have heard the last of conformity and consistency. Let the words be gazetted and ridiculous henceforth." (Emerson, p. 185), but more than a century later even the most Emersonian of us find ourselves compressed by opposing forces pushing us towards conformity in opposition of the drive towards individuation. One of the biggest factors in the "homogenization of being" has been the television, which seems to have infected much of the planet with a meme defining the limits of desirable culture and lifestyle. You can test the power of the meme for yourself, dare to be different and you will feel the pressure for conformity mount. A strong ego is necessary to be able to deal with the collective unconscious energies and the aspects of individuality which is necessary for individuation (Rudhyar, 1936).
The Limits of Scientific and Physical Explanations of the Psyche.
Scientific Principles.
CAN WE SCIENTIFICALLY DISPROVE THE VALUE OF SCIENCE?
As a scientist, I would like to test a hypothesis to validate the scientific approach to the whole of life and not just simply accept the precepts of science on faith. My model is of a somewhat mechanistic world, governed by physical laws. One prediction of this model is that there are physical causes for effects/experiences. Given enough study, one should be able to pinpoint the factors which lead to any particular state or experience. However, my experience, the data-of-my-life so to speak, is not consistent with this hypothesis unless we enlarge the set of permissible causes to include non-physical, spiritual factors. The set of causal variables which science normally accepts is not adequate to explain the details of my experience. In order to be consistent with my own experience, I feel forced to either reject the scientific approach or add a number of variables.
The experiences which falsify the model fall into the class of synchronistic events. Synchronicity is the principle of coincidences having little probability of occurring yet carrying a maximum content of meaning. Synchronistic experiences link ones psychic state with external events providing some level of insight not predictable from either the psychic state or the event itself. The result is an emergent property of the relationship between the two. I have become a student of the study of synchronicity in response to my experience of life and have been propelled into contemplation of a larger world-view than science has provided for me. The experience of synchronicity, in some sense, has broken down my intellectual resistance to a change of world view. Peck (1978) says that this is the function of synchronicity, which then leads to spiritual growth.
There are at least two ways to see this failure of science. According to Jung (1933), we constructed and cling to science and the principles of rational thought in order to protect our conscious minds, allowing us to experience an ordered cosmos. The failure in this model would be that we failed to account for the collective unconscious. An alternative concept is that the problem is one of the scale at which we are focusing. Emerson (1836, p. 74) says it well; "Empirical science is apt to cloud the sight, and by the very knowledge of functions and process to bereave the student of the many contemplation of the whole." This line of thinking suggests that it is the emergent properties, those that cannot be predicted by their parts, which are not accounted for by science. I tend to agree.
The Nature and Nurture Paradigm
THE NATURE-NURTURE CONTROVERSY IGNORES THE COMPLEXITY OF LIFE.
There has been a continual debate whether inherited traits (nature) or acquired traits (nurture) are greater determinants of behavior. Neither acts alone though, and it is the interaction between these traits that is the more predictive as a behavioral determinant. It is very typical of me to look at a theoretical model and then to say, yes, but it doesn't account for the complexity of the real world. I would suggest two levels of complication that must be taken into account by the paradigm. The first is that ideas (memes) may have a life of their own. Their power to effect the landscapes of our minds cannot be ignored. Secondly, each individual in part determines the quality of his experience and the impact of that experience, creating a complex feedback cycle between nature and nurture. For example a gene for alcoholism may lead a person into a lounge-lizard lifestyle, which may limit the type and quality of experience available to that person.
Born with a Blank Slate.
PRECONFIGURATION OF THE PSYCHE MIGHT BE MORE THAN SIMPLE GENETICS.
Given that some personality traits are genetic, there may also be predisposing factors that control experience in more subtle ways. Memes, in theory, have the power to influence genetic evolution, favoring the appropriate configuration of brain and nervous system (Dawkins, 1976), but who can say whether this power would allow them to become predispositionally "hardwired" into the chemistry of the brain. Or, if one recognizes consciousness, as defined earlier in this document, then our psyches may be merely parts of a greater whole with it's own organizing principles. In this vein, Jung (1933) wrote of art as an innate drive that seizes a human being and makes him it's instrument. We may be but faces of the collective unconscious, and we are certainly only reflections of the oneness of life. If we wish to be self-aware, we must explore not only our conscious, but try to define these things that preconfigure our experience.
Spiritual and Metaphysical Explanations of the Psyche.
Overcoming the hollowness of man.
THE USUAL LIMITS OF CONSCIOUS PERSONALITY ARE TRANSCENDED IN SELF-ACTUALIZATION.
While, I fail to find a biological explanation of the drive towards self-actualization, I cannot ignore it's presence. I find no explanation in my landscape metaphor which calls for one to be other than the simple creature one is. We must tread on the nebulous grounds of spirituality to understand this need to become more than the sum of our parts. We are driven by this need to see the world with pure objectivity, moving beyond the perspective of our own experience and become part of the collective wholeness of life.
Perhaps our lives are manifestations of the collective unconscious? Perhaps through self-actualization we have been differentiated from that sea of consciousness in order to fulfill a particular need in terms of the whole of collective unity? I don't know.
Nietzche's influence on everyone.
THESE PARADIGMS ARISE FROM THE PSYCHOLOGICAL NEEDS OF AN INDUSTRIAL OF SOCIETY.
My quest into the spiritual dimension of personality spurred me to read philosophers. Everyone who was anyone had written of Frederich Nietzsche and so I turned to his works. His negativism appalled me and I pondered how this man could have influenced anyone. I have a theory.
Nietzche wrote just before the turn of the last century. It was an industrialized world around him. The religion of his agrarian forefathers failed to meet his psychological needs, just as it was failing to meet everyone else's needs. The religions of the agrarian world were based on life within an extended family, where everyone had their part to play in the collective whole. With industrialization, we had value as individuals, we had jobs as individuals, we were suddenly living as individuals. Our phylogenetic history and our religion failed to prepare us for this sense of isolation that comes from being an insignificant part. Our scientific minds add to this feeling as we ask, "Of what possible significance could we be, as individuals or even as a race, buffeted about by internal chemical and psychological forces we do not understand, invisible in a universe whose dimensions are so large that our science cannot measure them." (Peck, 1978, p. 331).
Nietzche proclaimed that God was dead. This daring act brought relief to his contemporaries and disciples, who were freed to look for more appropriate and satisfying memes. We were freed from feeling like we had to accept on faith that ultimate reality concerned things outside of our understanding and that our experience was just vanity, dreams and unreality (after Emerson, p.69). We were freed to find new memes that offered a way to cope with the isolation of the modern world.
Do we dare discuss things like Jung, the faces of God, and Joseph Campbell?
TRANSPERSONAL PSYCHOLOGY AND IT'S KINDRED APPROACHES ARE JUST MEMES TO STRENGTHEN US FROM WITHIN
Spiritual Approaches in General
A "spiritual approach" to life does not imply any type of ecclesiastical activity. Spiritual in this sense refers only to the idea that each of us reflects the oneness of life and that one's own self-awareness is meant to be transcended in order to recognize that oneness in all things. The value of this kind of meme is that it puts us into context with the whole of life. The strength of a transpersonal approach, as I understand it, is that it draws from the psychic resources within the individual to place them in this outer-world context.
An Astrological Approach
ASTROLOGY PROVIDES A SECONDARY INDEPENDENT DATA SET FOR UNDERSTANDING OF LIFE PATTERNS.
One transpersonal meme complex that seems to satisfy my particular psychological needs and to be consistent with my own experience is the practice of astrology. An astrological chart may be likened to the owner's manual found in the glove compartment of most cars. It may tell you what features one is born with, but it does not tell what roads will be driven down. Astrology can be used as a general tool for fostering an empathic understanding of another person's world. This approach explains much about the relationship between the underlying factors in one's personality and the circumstances in the outer world. It is extremely valuable in enlarging a person's sense of identity apart from the projections of one's family, peers and culture. Astrology can expose possibilities and potentials for development. As a good scientist, I cannot be induced to reject it on the grounds merely that other scientists reject it. The predictive models which good astrology can provide are too consistent with my perception of reality to falsify, and the nature of science is such that nothing can ever be "proved" but only falsified by inconsistency with accumulated data. In any case I find it more accurate than the radio weather forecast, and yet I still believe in weather.
A Mythical Approach of Archetypes
MYTHOLOGY CAN BE USED AS A MODEL OF OUR ARCHETYPAL JOURNEYS AND CAN SHED LIGHT ON THE OPERATING PRINCIPLES OF HUMAN EXISTENCE.
Mythic images are symbolic and poetic descriptions of the essential experiences and patterns of development associated with being human. In our modern lives, they have been largely replaced by scientific information and rational lines of thinking, leaving us largely bereft of the context to give our personal lives meaning. The study and popularization of comparative mythology can provide us with a way to understand these stories and the archetypal processes they describe. A mythical image is archetypal when it describes a principal or process universal to the human experience. A set of simple examples of archetypal processes are those involved in passage from one state to another, such as birth, death, and the transition between childhood and adulthood. In each of these passages, the human experiences a separation from known, comfortable conditions and enters a new realm. In a more subtle way, we undergo passages of the same nature throughout our lives as we leave familiar, but naive, views of life behind and develop a perpetually deeper understanding of our world. We may be forced into these passages by unwelcomed experience or we may enter them in the opportunistic drive to become greater than our present state of being.
Myth can help us understand the choice to embark on a new cycle of life (Dionysos). Myth can provide hints about the interplay between our conscious minds and intuitions, confirming the value and pointing out the weakness of our innate strategy we will necessarily use to negotiate the unknown in this new cycle (Hermes). We can explore the value of our past experiences in terms of their nurturing content (Demeter) and their basis for our ethical principles (Zeus the Emperor) and then find that we have to kill the dependency which binds us to our pasts in order to transcend its inherent limits (Orestes). Through myth we can see the issues and ineffability of the unconscious realm (Persperone) as well as feel the value of the spiritual practices of our lives (Chiron). Some myths relate to making choices. The dependence on appropriate values (The Judgment of Paris), the contrast between striving for impartiality through logic (Athene) and depending on one's feelings (Iris), and the potential to come to harmony as a result of facing conflict (Ares and Aphrodite) are a few of the choice related myths. Myth (Hercules) might show us the process of how egotism can mature into self-trust and integrity or it might bring us face to face with the unrelenting flow of time and change (The father-son relationships of Uranus Chronos, and Zeus). Through myths, we can develop an appreciation of the life-death cycles of regeneration (Hades), the value of self-sacrifice to common good (Prometheus) and the necessity to value our shadow sides in order to achieve completeness (Pan).
These are some of the myths I have found useful in understanding the patterns of experience in my own life and helping people to understand their positions. The myth must be well understood to see how it fits a particular situation. The discrepancies between myth and reality can also be informative. The process of analyzing the story line of your life, studying the myth which you are living, is also a valuable tool in coming to terms with underlying archetypal principles. The stories we organize our lives to tell are a powerful influences on us, and, fortunately, we have the potential to choose to alter the tale as it is told.
Summary
The genetic contribution to our personalities is evident in our phylogenetic history. Animals may or may not share our spiritual aspects, but our ability to process ideas and plan for the future sets us apart from all other species. Ideas have a life of their own and our minds are the battlegrounds on which ideas may compete. Our personalities will reflect the types of ideas we have been exposed to. Personality will be further affected by the spiritual aspects of our being, especially the part of the oneness of life which we have been destined to manifest. These three forces intersect in the center of our psyche and the resultant trajectory of energy is our personality. The qualities emerging from this intersection cannot be predicted solely by the qualities of the contributing factors.